Filings
Stories tagged filings.
RBI press releases (India)
RBI imposes monetary penalty on KLM Axiva Finvest Limited(opens the publisher's site in a new tab)
The Reserve Bank of India (RBI) has, by an order dated September 22, 2026, imposed a monetary penalty of ₹2.70 lakh (Rupees Two lakh seventy thousand only) on KLM Axiva Finvest Limited (the company) for non-compliance with certain provisions of the directions issued by RBI on ‘Auction’ procedure…
RBI press releases (India)
RBI imposes monetary penalty on Hero Fincorp Limited(opens the publisher's site in a new tab)
The Reserve Bank of India (RBI) has, by an order dated September 22, 2026, imposed a monetary penalty of ₹10 lakh (Rupees Ten Lakh only) on Hero Fincorp Limited (the company) for non-compliance with certain provisions of the directions issued by RBI on ‘Fair Practices Code for Lenders – Charging of…
RBI press releases (India)
Reserve Bank of India imposes monetary penalty on Ola Financial Services Private Limited(opens the publisher's site in a new tab)
The Reserve Bank of India (RBI) has, by an order dated September 24, 2026, imposed a monetary penalty of ₹3.10 lakh (Rupees Three lakh ten thousand only) on Ola Financial Services Private Limited (the company) for non-compliance with certain directions issued by RBI on ‘Know Your Customer (KYC)’…
RBI press releases (India)
Reserve Money for the fortnight ended on September 15, 2026(opens the publisher's site in a new tab)
The Reserve Bank has today released data on Reserve Money for the fortnight ended on September 15, 2026. Ajit Prasad Deputy General Manager (Communications) Press Release: 2026-2027/1178
RBI press releases (India)
Underwriting Auction for sale of Government Security for ₹34,000 crore on September 25, 2026(opens the publisher's site in a new tab)
Government of India has announced the sale (re-issue) of Government Security, as detailed below, through auction to be held on September 25, 2026 (Friday). As per the extant scheme of underwriting commitment notified on November 14, 2007, the amounts of Minimum Underwriting Commitment (MUC) and the…
RBI press releases (India)
Result of the Overnight Variable Rate Reverse Repo (VRRR) auction held on September 24, 2026(opens the publisher's site in a new tab)
Tenor 1-day Notified Amount (in ₹ crore) 1,25,000 Total amount of offers received (in ₹ crore) 1,01,399 Amount accepted (in ₹ crore) 1,01,399 Cut off Rate (%) 5.24 Weighted Average Rate (%) 5.24 Partial Acceptance Percentage of offers received at cut off rate NA Ajit Prasad Deputy General Manager…
RBI press releases (India)
Money Market Operations as on September 23, 2026(opens the publisher's site in a new tab)
(Amount in ₹ crore, Rate in Per cent) Money Markets@ Volume (One Leg) Weighted Average Rate Range A. Overnight Segment (I+II+III+IV) 7,25,595.80 5.09 3.75-6.40 I. Call Money 11,812.91 5.21 4.60-5.30 II. Triparty Repo 5,27,652.25 5.10 4.90-5.24 III. Market Repo 1,78,931.14 5.06 3.75-5.35 IV. Repo in…
RBI press releases (India)
RBI to conduct Overnight Variable Rate Reverse Repo (VRRR) auction under LAF on September 24, 2026(opens the publisher's site in a new tab)
On a review of current and evolving liquidity conditions, it has been decided to conduct a Variable Rate Reverse Repo (VRRR) auction on Thursday, September 24, 2026, as under: Sl. No. Notified Amount (₹ crore) Tenor (day) Window Timing Date of Reversal 1 1,25,000 1 09:30 AM to 10:00 AM September…
SEC / CFTC press & enforcement
SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised(opens the publisher's site in a new tab)
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including a notable increase in the number of initial public…
RBI press releases (India)
RBI announces OMO Sale of Government of India Securities(opens the publisher's site in a new tab)
As announced vide the Press Release 2026-27/1106 dated September 11, 2026, the Reserve Bank will be conducting OMO sale auction of Government of India securities for an aggregate amount of ₹25,000 crore on September 28, 2026. 2. The securities being offered for sale in the auction are as below: S…
SEC / CFTC press & enforcement
SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement(opens the publisher's site in a new tab)
The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors, many of whom are current or…
RBI press releases (India)
Treasury Bills: Full Auction Result(opens the publisher's site in a new tab)
(Amount in ₹ crore) Auction Results 91-Day 182-Day 364-Day I. Notified Amount 9,000 8,000 7,000 II. Competitive Bids Received (i) Number 106 68 112 (ii) Amount 22,188.150 12,510.150 14,031.000 III. Cut-off price (₹) / Yield 98.6740 97.1800 94.2749 (YTM: 5.3900%) (YTM: 5.8196%) (YTM: 6.0895%) IV…
RBI press releases (India)
91-Day, 182-Day and 364-Day T-Bill Auction Result: Cut-off(opens the publisher's site in a new tab)
T-Bill 91-Day 182-Day 364-Day I. Total Face Value Notified ₹9,000 Crore ₹8,000 Crore ₹7,000 Crore II. Cut-off Price (₹) and Implicit Yield at Cut-Off Price 98.6740 (YTM: 5.3900%) 97.1800 (YTM: 5.8196%) 94.2749 (YTM: 6.0895%) III. Total Face Value Accepted ₹9,000 Crore ₹8,000 Crore ₹7,000 Crore Ajit…
RBI press releases (India)
Result of the Overnight Variable Rate Reverse Repo (VRRR) auction held on September 23, 2026(opens the publisher's site in a new tab)
Tenor 1-day Notified Amount (in ₹ crore) 75,000 Total amount of offers received (in ₹ crore) 87,993 Amount accepted (in ₹ crore) 75,026 Cut off Rate (%) 5.24 Weighted Average Rate (%) 5.24 Partial Acceptance Percentage of offers received at cut off rate 75.93 Ajit Prasad Deputy General Manager…
RBI press releases (India)
Money Market Operations as on September 22, 2026(opens the publisher's site in a new tab)
(Amount in ₹ crore, Rate in Per cent) Money Markets@ Volume (One Leg) Weighted Average Rate Range A. Overnight Segment (I+II+III+IV) 7,44,738.10 5.11 3.01-6.30 I. Call Money 15,782.26 5.24 4.00-5.35 II. Triparty Repo 5,51,739.55 5.13 4.80-5.23 III. Market Repo 1,69,487.29 5.04 3.01-5.30 IV. Repo in…
SEC / CFTC press & enforcement
SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI(opens the publisher's site in a new tab)
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
FTC / DOJ press releases
FTC Endorses Education Department Proposal to Expand Higher Education Accreditation Options(opens the publisher's site in a new tab)
The Federal Trade Commission strongly endorsed the Department of Education’s proposed reforms to promote competition among accreditation agencies. Increased competition among accreditors and lower administrative burdens could lower the cost and improve the quality of higher education for millions…
SEC / CFTC press & enforcement
SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment(opens the publisher's site in a new tab)
The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tokenized stocks.
FTC / DOJ press releases
FTC Announces Additional Payments to Consumers Stemming from FTC’s Amazon Prime Settlement(opens the publisher's site in a new tab)
Under a revised order, more consumers will qualify for refunds with the maximum payment increased from $51 to $200 View Press Release
FTC / DOJ press releases
FTC Takes Historic Action Against Multilevel Marketing Operator Amway for Unfair and Deceptive Business Practices(opens the publisher's site in a new tab)
Proposed order will require Amway and two of its affiliates to pay $225 million, the largest monetary recovery ever collected from an MLM in an FTC action Amway Corp., one of the largest multilevel marketing companies in the U.S., and two of its affiliates—World Wide Group, L.L.C. (WWG) and…
FTC / DOJ press releases
FleetCor Agrees to Pay $100 Million to Resolve Administrative Action After Federal Court Finds that It Violated the FTC Act by Charging Unauthorized Fees(opens the publisher's site in a new tab)
FTC alleged that the company, now known as Corpay, charged customers hidden or otherwise unauthorized fees and deceived users about savings from its fuel cards FleetCor and its CEO will pay $100 million to settle a Federal Trade Commission administrative action alleging that the company charged its…
SEC / CFTC press & enforcement
SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process(opens the publisher's site in a new tab)
The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authority and intrudes into matters of state law.The Commission outlined…
FTC / DOJ press releases
FTC Takes Action to Prevent Anticompetitive Arrangement in Beretta, Ruger Deal(opens the publisher's site in a new tab)
FTC continues crackdown on competitors sharing company directors in violation of Section 8 of the Clayton Act The Federal Trade Commission took action to resolve antitrust concerns arising from a stock purchase agreement between two of the largest firearm manufacturers, Beretta Holding S.A…
FTC / DOJ press releases
FTC Publishes Price Transparency FAQs for Auto Dealers(opens the publisher's site in a new tab)
Staff of the Federal Trade Commission today published frequently asked questions on price transparency to help the automobile industry comply with the FTC Act.View Press Release
SEC / CFTC press & enforcement
SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements(opens the publisher's site in a new tab)
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from filing or submitting the following in…
SEC / CFTC press & enforcement
Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution(opens the publisher's site in a new tab)
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened for a tabletop exercise on Sept. 3, 2026, to discuss certain…
SEC / CFTC press & enforcement
SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme(opens the publisher's site in a new tab)
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200…
FTC / DOJ press releases
FTC Publishes Proposed 2027 Budget for Horseracing Integrity and Safety Authority(opens the publisher's site in a new tab)
The Federal Trade Commission is seeking comment on the Horseracing Integrity and Safety Authority’s proposed 2027 budget as submitted to the Commission and published in the Federal Register. View Press Release
FTC / DOJ press releases
FTC Withdraws Obsolete Policy Statement(opens the publisher's site in a new tab)
Commission takes action to rescind unnecessary 2021 guidance document The Federal Trade Commission rescinded the 2021 Policy Statement on Breaches by Health Apps and Other Connected Devices. View Press Release